Service Offering for Financial Service Providers (FSP's)

At RI Financial Management Services we understand and respect you and your clients. We will only ever supply the specific services agreed on.

Continuation of your business and servicing your clients when you are not able to, is a great concern for any FSP, and we understand and respect those concerns and aim to alleviate it. When you are unable to service clients for a period, you can still have your clients serviced with peace of mind, knowing that:

  • They will be attended-to professionally and won't need to look elsewhere,
  • By a registered and licensed Financial Services Provider like yourself,
  • Without the fear of losing your client.
    (Apart from our immaculate record and our promise, you can trust in simple reason: we have nothing to gain from winning a client of yours at the cost of losing both our reputation, and you as a client.)
Image of Services...

The mentioned services below may change from time to time with the written acceptance of the Financial Services Provider and RIFIN.

Areas of Service:

  • Short Term Insurance
  • Long Term Insurance
  • Investments
  • Fiduciary
  • General Administration
  • Client Servicing
  • Client Reviews
  • Client Correspondence
  • Client File maintenance
  • Assist or Maintain back-office systems
  • Coordinate & prepare for client meetings
  • Fund switches / redirections / encashment / withdrawals
  • Gathering of client information and FICA requirements
  • Risk Rating / Profile questionnaires
  • Gathering of client information for financial planning
  • Transfers Section 14 / Directive 135
  • General Administration if requested
  • Assist with new business enquiries and follow-ups
  • Assist with existing business changes and follow-ups
  • Assist with book conservation
  • Assist with Financial (FSP) Services with any client enquiry
  • Assist with Financial Needs Analysis data capturing
  • Assist with Financial Needs Analysis planning

General Advice:

  • Advice would be given on RI Financial Management Services license
  • Assist with any advice related enquiry
  • Initiate and process new business
  • Initiate and process existing business reviews